SEBI Has No Record Who is Authorised In BSE NSE To Issue In Principle Approval for IPO, RHP Etc

Mumbai: As per RTI SEBI has no record that who is authorised on behalf of BSE and NSE to issue in principle approval for IPO listing on behalf of exchange. The BSE and NSE officials are issuing in principle approval in DRHP without board of directors resolution. The officers have no authority from management to issue such observation. It is huge irregularities in SEBI CFD as regulator. The lead managers are also not asking authority letter from BSE - NSE officials. Without any authority how they can permit to list shares in NSE BSE exchange?

Online RTI Request Form Details

RTI Request Details :-


RTI Request Registration number	SEBIH/R/T/23/00096
Public Authority	Securities and Exchange Board of India (SEBI), Head Office

Description of Information Sought
The officers of NSE and BSE give in principle listing approval to various IPO,Right issue etc on behalf of exchange. Period 01 Jan 2015-to 15 April 2023 RTI Question. 1. As per SEBI record name of the officers which are authorise to issue letters of in principle listing approval on behalf of NSE and BSE . 2. Copy of board of director resolution or any issued by board of directors in favour of such officers.
Concerned CPIO	Jeevan Sonparote
Supporting document (only pdf upto 1 MB)

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